Guide · 5 min read

AI sales in fintech: compliance-first agents

Fintech buyers cannot let AI make certain statements without regulatory exposure. Design the agent around the boundaries.

What AI can do

  • Pre-sales education, product docs, unregulated FAQ
  • Meeting booking with disclosure boilerplate
  • Post-sale onboarding within permitted scope

What requires human

Any advice that touches investment suitability, regulatory disclosure, or product recommendation. Route to a licensed human, always.

Audit trail

Every agent utterance logged with model version and prompt. Compliance will ask; be ready.

See CoLive run this workflow live

Six named AI agents. One revenue engine. Talk to the founders — literally.